AVP – Inquiries & Surveillance Analyst
Barclays moves, lends, invests and protects money for customers and clients worldwide. Please visit our website here for more information.
Barclays is an international financial services provider engaged in personal banking, credit cards, corporate and investment banking and wealth management with an extensive presence in Europe, the Americas, Africa and Asia. Barclays' purpose is to help people achieve their ambitions in the right way.
With over 325 years of history and expertise in banking, Barclays operates in over 40 countries and employs 10/04/17approximately 130,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide. Please visit our website here for more information.
Compliance
The compliance team oversees the regulated activities that Barclays undertakes. They're responsible for setting out regulatory policies, keeping senior management informed about regulatory issues and monitoring conformance reviews.
The team includes experts in three main disciplines: regulatory compliance (including privacy and large shareholdings); anti-money laundering, sanctions, anti-bribery and corruption; and operations.
Overall purpose of role:
The job holder will be responsible for ensuring:
Compliance with policies, procedures and US regulations for the NY Branch Correspondent Banking and Corporate Banking line of business in relation to AML surveillance
The Bank meets its statutory obligations for reporting suspicious activity
This will involve investigation of suspicious activity from alerts generated by surveillance systems and manual cases from internal and external referrals with SAR reporting as appropriate. This includes ownership of the investigation from assignment to closure and follow-up after closure as needed.
Key Accountabilities and Skills required:
This section should include:
Key specific accountabilities.
Conduct initial analysis and assessment of alerts generated from system-generated alerts and cases using internal/external research tools
Conduct manual reviews/special investigations including but not limited to 314(a)/314(b) investigations, Grand Jury Subpoenas, Law Enforcement requests, negative media, and fraud.
Take ownership of individual cases using appropriate case management tools and techniques to progress in order to meet timescales for alert investigation processing
Accurately document supporting evidence for alert/case closure or SAR filing.
Participate and assist in miscellaneous projects and tasks as requested by the Management team
Stakeholder management and leadership.
Communicate across Barclays jurisdictions to gather additional data as required
Proactively contribute to team performance and share best practice across team
Actively participate and contribute in team meetings and shareforums with colleagues overseas
Decision making and problem solving.
Determine if additional field enquiries are required and escalate as appropriate for non/low quality responses from the various Barclays affiliates
Carry out varying levels of research/investigation, depending on the complexity of each alert/case , and write narratives and/or investigation reports
Prepare quality SAR narrative for presentation at SAR review meetings
Risk and Control Objective: All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards
Your Skills and Qualifications will include
Basic Qualifications
4-year college degree or international equivalent
4 years of AML Compliance and Bank Secrecy Act experience
2 years of research and/or investigations including Fraud, AML, Credit or Risk
2 years of Microsoft office applications and Internet search tools
2 years of case management recording
Preferred Qualifications
Experience in Compliance, Risk, Operations or Control
Knowledge of Correspondent Banking
CAMS certification
The
Benefits: Our customers deserve the best. The same goes for our employees. That's why at Barclays you'll receive a range of benefits that include a competitive salary and all the tools, technology and support you need to succeed.
Our Culture: Everything we do is shaped by the five values of Respect, Integrity, Service, Excellence and Stewardship. The values inform the foundations of our relationships with customers and clients, but they also shape how we measure and reward the performance of our employees. Simply put, success is not just about what you achieve, but about how you achieve it.
Dynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager.
Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion site here.
EEO statement
It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.
. Apply now!Estimated Salary: $20 to $28 per hour based on qualifications.
Barclays is an international financial services provider engaged in personal banking, credit cards, corporate and investment banking and wealth management with an extensive presence in Europe, the Americas, Africa and Asia. Barclays' purpose is to help people achieve their ambitions in the right way.
With over 325 years of history and expertise in banking, Barclays operates in over 40 countries and employs 10/04/17approximately 130,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide. Please visit our website here for more information.
Compliance
The compliance team oversees the regulated activities that Barclays undertakes. They're responsible for setting out regulatory policies, keeping senior management informed about regulatory issues and monitoring conformance reviews.
The team includes experts in three main disciplines: regulatory compliance (including privacy and large shareholdings); anti-money laundering, sanctions, anti-bribery and corruption; and operations.
Overall purpose of role:
The job holder will be responsible for ensuring:
Compliance with policies, procedures and US regulations for the NY Branch Correspondent Banking and Corporate Banking line of business in relation to AML surveillance
The Bank meets its statutory obligations for reporting suspicious activity
This will involve investigation of suspicious activity from alerts generated by surveillance systems and manual cases from internal and external referrals with SAR reporting as appropriate. This includes ownership of the investigation from assignment to closure and follow-up after closure as needed.
Key Accountabilities and Skills required:
This section should include:
Key specific accountabilities.
Conduct initial analysis and assessment of alerts generated from system-generated alerts and cases using internal/external research tools
Conduct manual reviews/special investigations including but not limited to 314(a)/314(b) investigations, Grand Jury Subpoenas, Law Enforcement requests, negative media, and fraud.
Take ownership of individual cases using appropriate case management tools and techniques to progress in order to meet timescales for alert investigation processing
Accurately document supporting evidence for alert/case closure or SAR filing.
Participate and assist in miscellaneous projects and tasks as requested by the Management team
Stakeholder management and leadership.
Communicate across Barclays jurisdictions to gather additional data as required
Proactively contribute to team performance and share best practice across team
Actively participate and contribute in team meetings and shareforums with colleagues overseas
Decision making and problem solving.
Determine if additional field enquiries are required and escalate as appropriate for non/low quality responses from the various Barclays affiliates
Carry out varying levels of research/investigation, depending on the complexity of each alert/case , and write narratives and/or investigation reports
Prepare quality SAR narrative for presentation at SAR review meetings
Risk and Control Objective: All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards
Your Skills and Qualifications will include
Basic Qualifications
4-year college degree or international equivalent
4 years of AML Compliance and Bank Secrecy Act experience
2 years of research and/or investigations including Fraud, AML, Credit or Risk
2 years of Microsoft office applications and Internet search tools
2 years of case management recording
Preferred Qualifications
Experience in Compliance, Risk, Operations or Control
Knowledge of Correspondent Banking
CAMS certification
The
Benefits: Our customers deserve the best. The same goes for our employees. That's why at Barclays you'll receive a range of benefits that include a competitive salary and all the tools, technology and support you need to succeed.
Our Culture: Everything we do is shaped by the five values of Respect, Integrity, Service, Excellence and Stewardship. The values inform the foundations of our relationships with customers and clients, but they also shape how we measure and reward the performance of our employees. Simply put, success is not just about what you achieve, but about how you achieve it.
Dynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager.
Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion site here.
EEO statement
It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.
. Apply now!Estimated Salary: $20 to $28 per hour based on qualifications.
|
|
 | |
